Paladin Research & Registry

Wednesday, July 17, 2013

Weighing In: Financial Advisors and Investor Assets – No Possession Allowed!






Based on regulations, financial advisors and their firms are prohibited from coming in contact with their clients assets – except their fees. - http://bit.ly/1at8T9J Tell us what you think! #WeighingIn #Wallstreet #Bad #Advisors

Posted by Debbie Waymire at 7:47 PM
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Blog Archive

  • ▼  2013 (24)
    • ►  September (3)
    • ►  August (7)
    • ▼  July (14)
      • Untitled
      • Beware of Fees and Costs
      • Investor Tip: Friendly Financial Advisors are Dan...
      • Untitled
      • A Brokers Contractua​l Obligation​s
      • Can you name the 5 Biggest Mistakes Investors Make...
      • The Real Deal: ERISA 402(a) Named Fiduciary & ERIS...
      • How Can You Avoid Bad Financial Advisors?
      • Weighing In: Radio & TV Personalities Make Bad Fin...
      • Weighing In: Financial Advisors and Investor Asset...
      • Distinguishing True Independent Professional Advis...
      • Obscured Risk Associated with Hedging
      • Weighing In: Don’t Believe the SEC’s Get Tough Policy
      • Weighing In: Who Comes First at J.P. Morgan?

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